Rule 3400 of the Investment Industry Regulatory Organization of Canada Policy and Rule 2711 of the Financial Industry Regulatory Authority require certain disclosure to be provided in research reports. The purpose of this disclosure is to better enable investors to be informed of and assess any potential conflict that may exist between the brokerage firm issuing the research, the publishing analyst and the subject company of the research. 

FirstEnergy Capital Corp. strives to maintain the highest level of disclosure in its research to ensure investors have the most current and accurate information available when making investment decisions.

Dissemination of Research

All clients, or potential clients, of FirstEnergy Capital Corp. can request to be provided with access to or
copies of research issued by our firm.

Individuals will be asked to provide information on which sector(s) they would like to receive research on and their preference as to the method of dissemination (i.e. hard copy, email or website access).
A senior management team will review all requests to ensure compliance with regulatory requirements
and that the research clients receive or obtain access to is appropriate given their interest levels.

Rating System

FirstEnergy’s rating system reflects our outlook for expected performance of an issuer’s securities relative to its peer group over the next twelve months. The following is an explanation of the rating system currently in use.

Disclosures for Recent Publications

Below is a list of FirstEnergy Capital Corp. sectors and a direct link to the associated regulatory disclosures. If you require more information or archived information, please email us.   Research Group.